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Internal controls

RBC Dexia has strict internal controls and processes in place to ensure that client assets and information are protected. Regular independent audits of these controls and processes are performed in accordance with established and recognised standards, including Statements on Standards for Attestation Engagements (SSAE) 16, "Reporting on Controls at a Service Organisation", issued by the American Institute of Certified Public Accountants and the International Standard on Assurance Engagements (ISAE) 3402 "Assurance reports on Controls at a Service organisation" issued by the International Auditing and Assurance Standards Board, and Section 5970 of the Canadian Institute of Chartered Accountants (CICA) Handbook.

These audits test and report on the quality of the control environment including accuracy, completeness, authorisation, timeliness, and segregation of duties.

Report on key internal controls and safeguards (Section 5970 of the Canadian Institute of Chartered Accountants (CICA) Handbook)

Report on controls placed in operation and tests of operating effectiveness for Luxembourgish and Irish clients: ISAE3402/SSAE16, Type II of the American Institute of Certified Public Accountants and of the International Auditing and Assurance Standards Board.