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Internal controls

RBC Dexia has strict internal controls and processes in place to ensure that client assets and information are protected. Regular independent audits of these controls and processes are performed in accordance with established and recognised standards, including the Statement on Auditing Standards (SAS) No. 70, Type II of the American Institute of Certified Public Accountants and Section 5970 of the Canadian Institute of Chartered Accountants (CICA) Handbook.

These audits test and report on the quality of the control environment including accuracy, completeness, authorisation, timeliness, and segregation of duties.

Report on key internal controls and safeguards (Section 5970 of the Canadian Institute of Chartered Accountants (CICA) Handbook)

Report on controls placed in operation and tests of operating effectiveness (SAS 70, Type II of the American Institute of Certified Public Accountants).

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